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PM

Paul G. Meeks

PRIME EXECUTIONS
New York, NY 10005
Some features on this profile are disabled
CRD#: 2026192
PM

Professional summary

Paul Gerard Meeks, CFA, who also goes by Paul Meeks, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 8 firms and has passed the Series 63, Series 65, Series 86, Series 87, Series 7TO, SIE, Series 7, Series 6 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul Meeks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Author at Great River Learning. Wrote Practical Personal Finance for the Internet Era, to be released in 2019. - Adviser to the ARI - Board member of the CFA Society of South Carolina - Finance Instructor at the College of Charleston since October 2019. - Finance Instructor at The Citadel of South Carolina since Sept 2020.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Gerard Meeks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

September 19, 2025 - Present

PRIME EXECUTIONS, INC.

Office #1: 40 Wall Street - 58th Floor, New York, NY 10005
BD
CRD#: 32889
New York, NY
Past

January 29, 2024 - June 20, 2025

HARVEST PORTFOLIO MANAGEMENT, LLC

RIA
CRD#: 299005
Charleston, SC
Past

January 16, 2020 - October 6, 2023

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA
CRD#: 144733
Charleston, SC
Past

October 12, 2018 - January 7, 2020

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA
CRD#: 144733
Charleston, SC
Past

November 23, 2016 - October 24, 2018

SLOY, DAHL & HOLST, LLC

RIA
CRD#: 110102
Bellingham, WA
Past

July 11, 2012 - January 26, 2016

SATURNA CAPITAL CORPORATION

RIA
CRD#: 25586
BELLINGHAM, WA
Past

May 31, 2012 - January 26, 2016

SATURNA BROKERAGE SERVICES, INC

BD
CRD#: 18437
BELLINGHAM, WA
Past

July 12, 2010 - August 10, 2011

CAPSTONE INVESTMENTS

BD
CRD#: 41400
SAN DIEGO, CA
Past

November 22, 1992 - January 28, 1994

STRONG INVESTMENTS, INC.

BD
CRD#: 15658

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/1/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 86
Date: 10/3/2025
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 10/3/2025
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/16/1992
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 2
Date: 1/5/1990
Non-Member General Securities Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

PE
PRIME EXECUTIONS, INC.
FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: , 8-43985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street - 58th Floor, New York, NY 10005
Mailing Address
40 Wall Street - 58th Floor, New York, NY 10005
Phone number
(212) 980-4400
Established
Delaware since 11/12/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY
AGUIAR, ALBERTINTERIM CEO2947566
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME EXECUTIONS, INC.

CRD#: 32889New York, NY 10005

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