Brian W. Rahlfs

RAHLFS CAPITAL

CARROLLTON, TX

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CRD#: 2026177

Professional summary

Brian William Rahlfs, who also goes by Brian Rahlfs, is a registered financial advisor currently at RAHLFS CAPITAL, LLC located in Carrollton, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Rahlfs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Rahlfs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2003 - Present

RAHLFS CAPITAL, LLC

RIA

CRD#: 127425

CARROLLTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAHLFS CAPITAL, LLC

CRD#: 127425 / SEC#: 801-62163

RIA

Registered Investment Advisory firm - (7/3/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 1/5/1990

National Commodity Futures Examination

Current Firm

RAHLFS CAPITAL, LLC

CRD#: 127425 / SEC#: 801-62163

RIA

Registered Investment Advisory firm - (7/3/2003 Approved)

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Contact information

Main Address

Lake Kiowa, TX

Mailing Address

Phone number

(214) 460-3992

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 FORM ADV PART IIA BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 272,289,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian W. Rahlfs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Rahlfs's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAHLFS CAPITAL, LLC

Primary Firm SEC Registration

RAHLFS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 1/5/1990

Current Firm

RAHLFS CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAHLFS CAPITAL, LLC

TRUST BUT VERIFY

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