Edward L. Brown
Professional summary
Edward Lamar Brown, CFP® is a registered financial advisor currently at G. A. REPPLE & COMPANY located in Tampa, Florida.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Edward has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Lamar Brown's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Lamar Brown's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
September 27, 2016 - Present
G. A. REPPLE & COMPANY
September 23, 2016 - Present
G. A. REPPLE & COMPANY
Office #1: 9952 Gandy Blvd. North, St. Petersburg, FL 33702January 16, 2015 - October 4, 2016
THE STRATEGIC FINANCIAL ALLIANCE, INC.
January 2, 2015 - October 4, 2016
THE STRATEGIC FINANCIAL ALLIANCE, INC.
June 27, 2011 - December 31, 2014
G. A. REPPLE & COMPANY
September 24, 1997 - December 31, 2014
G. A. REPPLE & COMPANY
August 10, 1995 - September 30, 1997
WMA SECURITIES, INC.
November 23, 1993 - September 6, 1995
PRINCIPAL SECURITIES, INC.
February 16, 1990 - December 24, 1991
IDS LIFE INSURANCE COMPANY
February 16, 1990 - December 24, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2020)
(3/17/2020)
(9/27/2016)
(9/27/2016)
(10/8/2019)
(1/17/2023)
(5/21/2020)
Exams
FINRA
Current Firm
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
