FW
Fran M. Wolfson-keegan
GWN SECURITIES
West Nyack, NY 10994
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CRD#: 2026094
FW
Professional summary
Fran Marcie Wolfson-keegan, who also goes by Fran Marcie Wolfson, Fran M. Wolfson-keegan, is a registered financial advisor currently at GWN SECURITIES INC. located in West Nyack, New York.
Fran is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Fran has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fran Marcie Wolfson | Fran M. Wolfson-Keegan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- APPOINTED WITH NATIONWIDE INSURANCE COMPANIES, AFFILIATES OF NSLLC, TO SELL FIXED INSURANCE/ ANNUITY PRODUCTS AS WELL AS PROPERTY/CASUALTY INSURANCE DURING NORMAL MARKET HOURS AT THE BRANCH LOCATION. MEMBER OF THE YONKERS CHAMBER OF COMMERCE, BETTER BUSINESS BUREAU OF WHITE PLAINS, MEMBER OF THE REFORM TEMPLE OF ROCKLAND (PARISHONER), MEMBER OF THE MASTERS NETWORK PLATFORM (NETWORKING GROUP). INDIAN FIELD HUNTING & FISHING CLUB, INC & INDIAN FIELD ASSOCIATION, INC POSITION: Secretary NATURE: Recreational outdoor activities related to hunting and fishing, trail riding and hiking Currently, two of the members are insured with my property and casualty agency ( one a member and the other is a member/cousin of mine) Both of these P & C clients were clients prior to me being voted into this association and position of secretary. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2020 ADDRESS: Indian Field Road, White Lake NY 12786, United States DESCRIPTION: I have use of the property and lake. As stated above I was recently voted as Secretary of the Association to take the minutes and distribute to the 20 members including myself FRAN M WOLFSON-KEEGAN / WOLFSON-KEEGAN AGENCY POSITION: agent NATURE: INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/28/1988 ADDRESS: 1 Bridge Street, Suite 97C, Irvington, NY 10533 and 719 W. Nyack Road, Suite 30, West Nyack, NY 10994 DESCRIPTION: DBA, This name has been only used for advertising and only with my P & C business and Nationwide Life for Fixed commissions. I will be obtaining my P &C and BR license with this name as well to obtain appointments with P & C carriers that need to have my TBA/DBA listed.
CRS (Client Relationship Summary) - RIA
Click below to view Fran Marcie Wolfson-keegan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fran Marcie Wolfson-keegan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2021 - Present
GWN SECURITIES INC.
Office #1: 719 W. Nyack Road Suite 30, West Nyack, NY 10994Office #2: 1 Bridge Street Suite 97c, Irvington, NY 10533RIA
BD
CRD#: 128929
West Nyack, NY
Current
January 8, 2020 - Present
GWN SECURITIES INC.
Office #1: 719 W. Nyack Road Suite 30, West Nyack, NY 10994Office #2: 1 Bridge Street Suite 97c, Irvington, NY 10533RIA
BD
CRD#: 128929
West Nyack, NY
Past
November 20, 1991 - December 31, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
YONKERS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/8/2020)
RR
New Jersey(1/8/2020)
RR
New York(1/8/2020)
IAR
New York(3/31/2021)
RR
Pennsylvania(1/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
