Gary M. Zimpelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Michael Zimpelman was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1990. Gary had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2007 - January 4, 2021
TITAN SECURITIES
July 25, 2001 - July 12, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 25, 2001 - July 12, 2007
WELLS FARGO CLEARING SERVICES, LLC
April 12, 2001 - July 2, 2001
CIBC WORLD MARKETS CORP.
June 26, 1996 - April 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - July 12, 1996
CITIGROUP GLOBAL MARKETS INC.
February 5, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
February 8, 1990 - April 5, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 8, 1990 - April 5, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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