Glenn W. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn William Brown JR, who also goes by Bill Brown Jr, Glenn William Brown, G William Brown Jr, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1990. Glenn had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2017 - May 4, 2023
8 RIVERS ADVISORS, LLC
April 22, 1997 - March 27, 2008
MORGAN STANLEY & CO. LLC
September 18, 1996 - April 4, 1997
AIG INTERNATIONAL SECURITIES INC.
January 23, 1990 - March 29, 1996
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/18/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
8 RIVERS ADVISORS, LLC
CRD#: 286464 / SEC#: , 8-69886
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
