James J. Rabenstine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Jay Rabenstine, who also goes by Jim Rabbit Jr, Jim Rabenstine, Jr Rabenstine, Rabbit Rabenstine, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, Series 72, Series 99TO, SIE, Series 3, Series 9, Series 10, Series 4, Series 27, Series 53, Series 24, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2017 - November 2, 2022
JEFFERSON NATIONAL SECURITIES CORPORATION
March 10, 2016 - January 2, 2026
NATIONWIDE INVESTMENT ADVISORS, LLC
August 25, 2010 - January 2, 2026
NATIONWIDE SECURITIES, LLC
August 1, 2008 - January 2, 2026
NATIONWIDE SECURITIES, LLC
March 6, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
October 16, 2006 - January 2, 2026
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 31, 2006 - October 10, 2006
HARRIS WILLIAMS
October 3, 2005 - October 10, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
December 18, 2003 - October 2, 2006
PNC WEALTH MANAGEMENT LLC
June 1, 2002 - December 31, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
March 26, 1998 - June 1, 2002
PNC BROKERAGE CORP
November 7, 1997 - October 10, 2006
PNC CAPITAL MARKETS LLC
December 21, 1995 - April 2, 1996
BLACKROCK EXECUTION SERVICES
September 3, 1992 - November 12, 1993
THAMESWAY INC.
December 18, 1991 - January 1, 1996
BARCLAYS DE ZOETE WEDD INCORPORATED
December 18, 1991 - June 9, 1997
BARCLAYS CAPITAL INC.
January 9, 1990 - December 3, 1991
NEW JAPAN SECURITIES INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 3/5/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JEFFERSON NATIONAL SECURITIES CORPORATION
CRD#: 47582 / SEC#: , 8-51845
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
