Rufino T. Singson
Professional summary
Rufino T Singson SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rufino is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Rufino had worked at 8 firms, which includes ADVANCED PLANNING SECURITIES INC., BISHOP ROSEN & CO. INC., ALEXANDER WESCOTT & CO. INC., GILFORD SECURITIES INCORPORATED, JOSEPHTHAL & CO. INC., CHATFIELD DEAN & CO. INC., BARRETT DAY SECURITIES INC., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 1999 - November 3, 2006
ADVANCED PLANNING SECURITIES, INC.
January 4, 1999 - June 24, 1999
BISHOP, ROSEN & CO., INC.
May 1, 1998 - December 31, 1998
ALEXANDER, WESCOTT, & CO., INC.
June 19, 1996 - June 3, 1998
GILFORD SECURITIES INCORPORATED
March 4, 1992 - June 18, 1996
JOSEPHTHAL & CO., INC.
January 9, 1991 - March 6, 1992
CHATFIELD DEAN & CO., INC.
August 21, 1990 - January 14, 1991
BARRETT DAY SECURITIES, INC.
May 22, 1990 - August 24, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADVANCED PLANNING SECURITIES, INC.
CRD#: 14382 / SEC#: , 8-17981
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
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