Everett P. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Everett Paul Stewart JR, who also goes by Paul Stewart, was a registered financial professional .
Everett is a previously registered financial professional and started their career in finance in 1991. Everett had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - January 27, 2020
AVANTAX ADVISORY SERVICES
October 25, 2019 - January 27, 2020
AVANTAX INVESTMENT SERVICES, INC.
May 10, 2013 - October 25, 2019
1ST GLOBAL ADVISORS INC
April 5, 2005 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
January 2, 2004 - January 1, 2004
VESTAX SECURITIES CORPORATION
January 2, 2004 - January 1, 2004
IFG NETWORK SECURITIES, INC.
May 29, 2002 - December 31, 2003
VESTAX SECURITIES CORPORATION
May 29, 2002 - March 23, 2005
CETERA ADVISORS LLC
June 11, 1997 - June 28, 2001
COMPULIFE INVESTOR SERVICES, INC.
April 2, 1996 - January 12, 1998
COMPREHENSIVE FINANCIAL SERVICES, INC.
March 1, 1995 - December 31, 1995
COMPREHENSIVE FINANCIAL SERVICES, INC.
May 15, 1992 - December 31, 2003
IFG NETWORK SECURITIES, INC.
October 15, 1991 - June 10, 1992
DERAND/PENNINGTON/BASS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
