Timothy K. Millet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Kelley Millet, who also goes by Kelley Millet, T. Kelley Millet, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2018 - June 11, 2019
MILLENNIUM ADVISORS, LLC
January 14, 2014 - July 28, 2017
INTESA SANPAOLO IMI SECURITIES CORP.
October 19, 2012 - October 11, 2013
SANTANDER US CAPITAL MARKETS LLC
July 8, 2011 - September 30, 2013
PIERPONT CAPITAL ADVISORS LLC
September 27, 2006 - July 8, 2011
MARKETAXESS CORPORATION
March 9, 2001 - January 31, 2006
J.P. MORGAN SECURITIES LLC
January 18, 2001 - April 4, 2001
J.P. MORGAN SECURITIES INC.
May 22, 1990 - February 15, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIUM ADVISORS, LLC
CRD#: 151236 / SEC#: , 8-68349
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | |
| DEMODNA, JOSEPH CHARLES | PRINCIPAL OPERATIONS OFFICER | 5156407 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
| LEE, CHRISTY ROSS | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4926666 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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