Andrew D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew D. Miller, CFP®, who also goes by Andrew D Miller, Andrew David Miller, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1990. Andrew had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2014 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 8, 2014 - August 23, 2021
BBVA SECURITIES INC.
July 1, 2013 - December 24, 2013
STRATEGIC ADVISERS LLC
June 4, 2013 - December 24, 2013
FIDELITY BROKERAGE SERVICES LLC
October 4, 2011 - April 29, 2013
TRUIST INVESTMENT SERVICES, INC.
October 4, 2011 - April 29, 2013
TRUIST INVESTMENT SERVICES, INC.
February 20, 2009 - October 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 13, 2009 - October 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 16, 2000 - February 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 6, 2000 - February 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - December 1, 2000
WELLS FARGO CLEARING SERVICES, LLC
December 23, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 2, 1997 - December 24, 1997
PNC BROKERAGE CORP
July 2, 1996 - September 19, 1997
FIRST UNION BROKERAGE SERVICES, INC.
November 11, 1992 - May 8, 1996
FIRST CLEARING, LLC
June 15, 1990 - December 4, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 1990 - June 8, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/15/2022
General Securities Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
