Shek W. Hui
Professional summary
Shek Wai Hui was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shek is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Shek had worked at 3 firms, which includes MOMENTIX CAPITAL INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 1993 - October 12, 1993
MOMENTIX CAPITAL, INC.
March 16, 1990 - March 18, 1998
METROPOLITAN LIFE INSURANCE COMPANY
March 16, 1990 - March 18, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MOMENTIX CAPITAL, INC.
CRD#: 20130 / SEC#: , 8-38086
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
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