David R. Hofer

BANYAN GLOBAL INVESTMENT ADVISORS

BOCA RATON, FL 33487

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CRD#: 2024691

Professional summary

David Richard Hofer is a registered financial advisor currently at BANYAN GLOBAL INVESTMENT ADVISORS, LLC located in Boca Raton, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Steven C. Bardan Charitable Foundation; Non Investment-Related; Davie, FL ; Charity; Chairman; 08/2007; 10hrs/mo; 0 during trading; Duties are to manage assets. 2) Fixed Insurance; Investment-Related; Miami Beach, FL; Fixed/Traditional Insurance; Agent; 06/2021; 4hrs/mo; 4hrs during trading; Sales of Fixed/Traditional Insurance products 3) DRH Advisors Inc; Investment-Related; Davie, FL; "Pass-through" entity for tax purposes; Principal; 1/19/2020; 0 hrs/mo; 0 hrs/mo during securities trading hours; No duties at this time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Hofer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2025 - Present

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

Office #1: 6001 Broken Sound Parkway Nw Suite 426, Boca Raton, FL 33487

RIA

CRD#: 283264

BOCA RATON, FL

Past

June 28, 2021 - June 14, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Miami Beach, FL

Past

February 23, 2021 - January 7, 2025

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

MIAMI BEACH, FL

Past

July 11, 2016 - December 31, 2020

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Miami Beach, FL

Past

April 6, 2016 - March 30, 2021

BLUE CHIP WEALTH MANAGEMENT, INC.

RIA

CRD#: 281083

Miami, FL

Past

October 22, 2015 - April 12, 2016

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

Miami, FL

Past

April 24, 2015 - April 5, 2016

MUTUAL SECURITIES, INC.

CRD#: 13092

MIAMI, FL

Past

January 26, 2015 - March 16, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FT LAUDERDALE, FL

Past

January 16, 2015 - March 16, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

FT LAUDERDALE, FL

Past

January 24, 2008 - January 20, 2015

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

FT. LAUDERDALE, FL

Past

January 18, 2008 - January 20, 2015

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

FT. LAUDERDALE, FL

Past

September 3, 1996 - January 31, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FT. LAUDERDALE, FL

Past

September 3, 1996 - January 31, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FT. LAUDERDALE, FL

Past

January 29, 1990 - September 17, 1996

FMSBONDS, INC.

CRD#: 7793

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

BANYAN GLOBAL INVESTMENT ADVISORS, LLC | LIGHTMAN CAPITAL

CRD#: 283264 / SEC#: 801-107482

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/30/1990

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

BANYAN GLOBAL INVESTMENT ADVISORS, LLC | LIGHTMAN CAPITAL

CRD#: 283264 / SEC#: 801-107482

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

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Contact information

Main Address

6001 Broken Sound Parkway Nw Suite 426, Boca Raton, FL 33487

Mailing Address

Phone number

(561) 847-3596

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2025 ANNUAL - BANYAN GLOBAL INVESTMENT ADVISORS, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	240
AUM (Assets Under Management)	$ 151,204,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David R. Hofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Hofer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

APOLLON WEALTH MANAGEMENT, LLC

FORTUNE FINANCIAL SERVICES, INC.

BLUE CHIP WEALTH MANAGEMENT, INC.

PLATINUM WEALTH PARTNERS

MUTUAL SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

FMSBONDS, INC.

Primary Firm SEC Registration

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2000

Series 63

Date: 3/16/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/24/1995

Series 52

Date: 1/30/1990

Series 6

Date: 1/26/1990

Current Firm

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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