Michael E. Magill

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CRD#: 2024663

Professional summary

Michael Edward Magill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Michael had worked at 11 firms, which includes WBI INVESTMENTS LLC, FORESIDE FUND SERVICES LLC, CR CAPITAL DISTRIBUTORS LLC, JANUS HENDERSON DISTRIBUTORS US LLC, DAVIS DISTRIBUTORS LLC, TCC SECURITIES CORPORATION, PHOENIX SECURITIES INC., CONTINENTAL CAPITAL GROUP INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC., HIBBARD BROWN & CO. INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Edward Magill Sr | Michael Magill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 2, 2017 - January 23, 2019

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

Boca Raton, FL

Past

August 16, 2017 - January 24, 2019

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

August 31, 2016 - July 19, 2017

CR CAPITAL DISTRIBUTORS, LLC

CRD#: 171776

NEWPORT BEACH, CA

Past

December 17, 2004 - December 21, 2015

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

January 14, 2000 - January 5, 2005

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

Past

January 26, 1996 - January 17, 1997

TCC SECURITIES CORPORATION

CRD#: 20842

SAN FRANCISCO, CA

Past

July 25, 1995 - January 4, 1996

PHOENIX SECURITIES, INC.

CRD#: 10507

SAN RAFAEL, CA

Past

June 2, 1994 - November 16, 1994

CONTINENTAL CAPITAL GROUP, INC.

CRD#: 29823

Past

May 18, 1991 - November 16, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

May 18, 1991 - November 16, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 24, 1990 - July 20, 1990

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WBI INVESTMENTS, LLC

WBI INVESTMENTS | WEALTH BUILDERS INC | WBI INVESTMENTS, LLC | WBI INVESTMENTS, INC. | WBI INVESTMENTS INC.

CRD#: 106336 / SEC#: 801-22873

RIA

Registered Investment Advisory firm - (3/12/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Current Firm

WBI INVESTMENTS, LLC

WBI INVESTMENTS | WEALTH BUILDERS INC | WBI INVESTMENTS, LLC | WBI INVESTMENTS, INC. | WBI INVESTMENTS INC.

CRD#: 106336 / SEC#: 801-22873

RIA

Registered Investment Advisory firm - (3/12/1985 Approved)

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Contact information

Main Address

One River Centre - 331 Newman Springs Road Suite 105, Red Bank, NJ 07701

Mailing Address

One River Centre - 331 Newman Springs Road Suite 143, Red Bank, NJ 07701

Phone number

(732) 842-4920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WBI ADV BROCHURE (5/30/2025)

Regulatory assets under management

Total Number of Accounts	1,328
AUM (Assets Under Management)	$ 552,633,525

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael E. Magill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

CR CAPITAL DISTRIBUTORS, LLC

JANUS HENDERSON DISTRIBUTORS US LLC

DAVIS DISTRIBUTORS, LLC

TCC SECURITIES CORPORATION

PHOENIX SECURITIES, INC.

CONTINENTAL CAPITAL GROUP, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

WBI INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2017

Series 63

Date: 3/13/2000

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1990

Current Firm

WBI INVESTMENTS, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WBI INVESTMENTS, LLC

TRUST BUT VERIFY

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