Stephen Jay Essrig
Professional Summary
Stephen Jay Essrig is a registered financial advisor currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1974. Stephen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
Years of Experience
52 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, INC. | THE RANSON COMPANY, INC. | RANSON CAPITAL CORPORATION | INTEGRITY FUNDS DISTRIBUTOR, LLC
Contact Information
Main Address
1 North Main Street, Minot, ND 58703-3189Mailing Address
Po Box 500, Minot, ND 58702-0500Phone Number
(701) 852-5292Established
Kansas since 01/02/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
2Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
State Registrations and Notice Filings
(11/2/2018)
(1/20/2012)
(11/14/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1986About the Series 6 examSeries 1 — Registered Representative Examination
Passed Mar 1974SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Stephen Jay Essrig's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
EAGLE STRATEGIES LLC
FALCON WEALTH PLANNING, LLC
LPL FINANCIAL LLC
