James Wilk Lloyd
Professional Summary
James Wilk Lloyd, who also goes by Jim Lloyd, is a registered financial advisor currently at QP WEALTH MANAGEMENT, LLC located in Boca Raton, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Lloyd
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
CGT WEALTH LLC | QP WEALTH MANAGEMENT, LLC
Contact Information
Main Address
2700 N Military Trail Suite 240, Boca Raton, FL 33431Phone Number
(732) 526-2701# of Employees
7SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
715AUM (Assets Under Management)
$404,966,803Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CGT WEALTH LLC | QP WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(11/22/2021)
(5/22/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1990About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Wilk Lloyd's CRS (Customer Relationship Summary).
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