Erik G. Jensen

UNITED CAPITAL FINANCIAL ADVISORS

PALM DESERT, CA 92211

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CRD#: 2024211

Professional summary

Erik Gordon Jensen, CFP®, who also goes by Erik G Jensen, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Palm Desert, California.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Erik has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Erik G Jensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Trustee at TSTES FBO Erik and Anna Jensen Revocable TST 03/12/2008 THE, a real estate trust. Activity will take place from Bermuda Dunes, CA. Organization is not primarily engaged in investment-related activity. Start date was January 8, 2013. One hour per month. Duties include the general management of the property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Gordon Jensen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

June 19, 2017 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 36921 Cook St Ste 101, Palm Desert, CA 92211

RIA

CRD#: 134600

PALM DESERT, CA

Past

November 1, 2017 - December 31, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PALM DESERT, CA

Past

June 16, 2017 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

PALM DESERT, CA

Past

July 25, 2006 - June 22, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PALM DESERT, CA

Past

July 25, 2006 - June 22, 2017

LPL FINANCIAL LLC

CRD#: 6413

PALM DESERT, CA

Past

October 31, 2005 - August 1, 2006

OSAIC SERVICES, INC.

CRD#: 133763

PALM DESERT, CA

Past

November 5, 2002 - September 22, 2017

JENSEN WEALTH ADVISORS

RIA

CRD#: 113841

PALM DESERT, CA

Past

September 20, 1995 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 22, 1992 - October 2, 1995

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 22, 1992 - August 9, 1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 25, 1990 - June 12, 1992

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/22/1997

General Securities Principal Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Erik G. Jensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Gordon Jensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

JENSEN WEALTH ADVISORS

SUNAMERICA SECURITIES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/1998

Series 63

Date: 11/8/1990

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1990

Series 24

Date: 4/22/1997

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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