Robert M. Grillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Mitchell Grillo, who also goes by Rob Grillo, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 19 firms and has passed the Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2021 - November 2, 2023
VIRTU AMERICAS LLC
December 6, 2016 - April 10, 2017
OPENDOOR SECURITIES LLC
December 4, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
December 4, 2009 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2008 - December 4, 2009
J.P. MORGAN SECURITIES LLC
July 5, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 7, 2005 - May 8, 2007
HSBC SECURITIES (USA) INC.
June 13, 2002 - September 12, 2003
CREDIT SUISSE SECURITIES (USA) LLC
September 18, 2001 - June 21, 2002
DEUTSCHE BANK SECURITIES INC.
April 9, 2001 - August 30, 2001
NATIXIS DISTRIBUTION, LLC
May 15, 2000 - April 9, 2001
FUNDS DISTRIBUTOR, LLC
September 29, 1999 - February 2, 2000
ALPHA STRATEGIC MANAGEMENT, LTD.
March 23, 1999 - October 21, 1999
RYAN & COMPANY, LP
January 11, 1996 - January 27, 1999
AVM, L.P.
October 4, 1994 - November 10, 1995
JPMSI
June 17, 1994 - September 7, 1994
GOLDMAN SACHS & CO. LLC
January 21, 1991 - June 7, 1994
JPMSI
September 5, 1990 - November 15, 1990
IDS LIFE INSURANCE COMPANY
September 5, 1990 - November 15, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
July 31, 1990 - September 7, 1990
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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