David A. Bankston

RWC FOR LIFE

LUTZ, FL 33549

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CRD#: 2023688

Professional summary

David Allen Bankston SR, CFP®, who also goes by Dave Bankston Sr, Dave Bankston, David Allen Bankston, is a registered financial advisor currently at RWC FOR LIFE located in Lutz, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Bankston Sr | Dave Bankston | David Allen Bankston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bankston Wealth Management, Inc. FKA Bankston Financial Group; Investment-related; 17874 N US Hwy 41, Lutz, FL 33549; Life insurance and annuity sales; President; 02/1999; Approx. 80 hours/month; Approx. 80 hours/month during trading hours; Insurance and annuity sales. 2) David Bankston; Investment-related; 17874 N US Hwy 41, Lutz, FL 33549; Life insurance and annuity sales; Licensed Insurance Agent; 02/1999; Approx. 80 hours/month as President of Bankston Wealth Management; Approx. 80 hours/month during trading hours as President of Bankston Wealth Management; Insurance and annuity sales. 3) David A Bankston CPA, LLC; Not investment-related; 17874 N US Hwy 41, Lutz, FL 33549; Accounting Firm; Managing Member; 01/2012; Approx. 80 hours/month; Approx. 40 hours/month during trading hours; Accounting and tax preparation. 4) Bankston & Bankston, LLC; Not investment-related; 17874 N US Hwy 41, Lutz, FL 33549; Management; Managing Member; 01/2012; Approx. 1 hour/month; Approx. 1 hour/month during trading hours; Management services of accounting practice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Bankston SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

February 15, 2022 - Present

RWC FOR LIFE

Office #1: 17874 Us Hwy 41 N., Lutz, FL 33549

RIA

CRD#: 317898

LUTZ, FL

Past

June 22, 2020 - May 19, 2022

SIMPLICITY WEALTH

RIA

CRD#: 300572

Lutz, FL

Past

January 6, 2017 - September 13, 2018

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LAKEWOOD RANCH, FL

Past

June 9, 2016 - September 13, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

LAKEWOOD RANCH, FL

Past

April 21, 2015 - November 29, 2016

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

RIA

CRD#: 162143

LUTZ, FL

Past

September 19, 2011 - February 4, 2014

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

LUTZ, FL

Past

September 5, 2011 - February 4, 2014

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

LUTZ, FL

Past

April 28, 2011 - August 4, 2011

FINANCIAL ADVISORY SERVICES OF TAMPA, INC.

RIA

CRD#: 115026

LUTZ, FL

Past

March 12, 2007 - December 31, 2009

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

LUTZ, FL

Past

November 8, 2006 - December 31, 2009

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

LUTZ, FL

Past

September 18, 2003 - October 31, 2006

QA3 FINANCIAL LLC

RIA

CRD#: 104957

LUTZ, FL

Past

September 11, 2003 - October 31, 2006

QA3 FINANCIAL CORP.

CRD#: 14754

LUTZ, FL

Past

January 17, 2001 - September 9, 2003

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

January 29, 1999 - February 2, 2001

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

Past

May 30, 1997 - December 16, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 10, 1996 - June 4, 1997

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

February 8, 1990 - March 27, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/8/2022)

IAR

Illinois
(2/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/9/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/10/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RWC FOR LIFE

RETIRE WITH CONFIDENCE FOR LIFE, LLC | RWC FOR LIFE

CRD#: 317898 / SEC#:

Florida

Registered Investment Advisory firm - (11/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (2/15/2022 Approved)

Texas

Registered Investment Advisory firm - (3/15/2022 Conditional Restricted)

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Contact information

Main Address

2020 Calamos Court Suite 200, Naperville, IL 60563

Mailing Address

Phone number

(630) 393-6500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 23,339,870

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Bankston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Bankston SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLICITY WEALTH

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

FINANCIAL ADVISORY SERVICES OF TAMPA, INC.

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

FREEDOM FINANCIAL, INC.

IAC SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

FSC SECURITIES CORPORATION

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2002

Series 63

Date: 10/9/1996

SIE

Date: 9/13/2018

Series 7

Date: 6/23/2001

Series 6

Date: 10/9/1996

Series 26

Date: 10/10/1996

Current Firm

RWC FOR LIFE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RWC FOR LIFE

TRUST BUT VERIFY

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