Joseph Luis Turnes
Professional Summary
Joseph Luis Turnes, who also goes by Jose Luis, Jose Luis Turnes, is a registered financial advisor currently at STATETRUST CAPITAL, LLC. located in Boca Raton, Florida and STATETRUST INVESTMENTS INC. located in Boca Raton, Florida. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jose Luis, Jose Luis Turnes
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
STATETRUST CAPITAL, LLC.
Contact Information
Main Address
1750 Clint Moore Road, Boca Raton, FL 33487Phone Number
(305) 921-8101# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
238AUM (Assets Under Management)
$93,653,600Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
STATETRUST CAPITAL, LLC.
State Registrations and Notice Filings
(3/1/2002)
(10/25/2006)
(3/3/2003)
(3/1/2002)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Luis Turnes's CRS (Customer Relationship Summary).
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