Joseph L. Turnes

STATETRUST CAPITAL.

Boca Raton, FL 33487

Some features on this profile are disabled

CRD#: 2023535

Professional summary

Joseph Luis Turnes, who also goes by Jose Luis, Jose Luis Turnes, is a registered financial advisor currently at STATETRUST CAPITAL, LLC. located in Boca Raton, Florida and STATETRUST INVESTMENTS INC. located in Boca Raton, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Luis | Jose Luis Turnes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STATETRUST CAPITAL, LLC -AFFILIATE - SAME ADDRESS. CHAIRMAN - INVESTMENT ADVISOR. OVERALL SUPERVISOR FOR THE OPERATIONS OF THE ENTITY. TIME AS NEEDED; STATETRUST LIFE AND ANNUITY - AFFILIATE BVI - CHAIRMAN OVERALL SUPERVISOR FOR THE OPERATIONS OF THE ENTITY. TIME AS NEEDED; ST SERVICES LLC AFFILIATE - SAME ADDRESS MANAGER COMPANY FORMED TO OWN VEHICLE. NO TIME NEEDED; CONSULTANTS LA INC - DIRECTOR -NO TIME NEEDED; STATETRUST GROUP, LLC - DIRECTOR/OFFICER - HOLDING COMPANY SAME ADDRESS AS TIME IS NEEDED; ADVISORS INTERNATIONAL CORP- DIRECTOR - AS NEEDED; ATLANTICA SEGUROS SA - DIRECTOR- AS NEEDED RISK RE,LLC- TIME AS NEEDED KREDIT-CO, LLC -DIRECTOR-TIME AS NEEDED LATAM INSURANCE HOLDINGS, LLC - DIRECTOR- AS NEEDED BOCA 1750 LLC - MANAGER Time as Needed LUMI Auto SRL - Shareholder - Director - As Needed Administradores de Servicios ST. SA de CV - Director - As needed

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Luis Turnes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2006 - Present

STATETRUST CAPITAL, LLC.

Office #1: 1750 Clint Moore Road, Boca Raton, FL 33487

RIA

CRD#: 114052

Boca Raton, FL

Current

March 1, 2002 - Present

STATETRUST INVESTMENTS INC.

Office #1: 1750 Clint Moore Road, Boca Raton, FL 33487

CRD#: 104651

Boca Raton, FL

Past

October 25, 2006 - December 31, 2015

STATETRUST CAPITAL, LLC.

RIA

CRD#: 114052

MIAMI, FL

Past

July 31, 1993 - March 13, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 30, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STATETRUST CAPITAL, LLC.

CRD#: 114052 / SEC#: 801-60478

RIA

Registered Investment Advisory firm - (8/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/1/2002)

IAR

Florida
(10/25/2006)

Maryland
(3/3/2003)

New York
(3/1/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/26/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/14/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STATETRUST CAPITAL, LLC.

CRD#: 114052 / SEC#: 801-60478

RIA

Registered Investment Advisory firm - (8/10/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1750 Clint Moore Road, Boca Raton, FL 33487

Mailing Address

Phone number

(305) 921-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A-02-2025 (10/6/2025)

ADV2B -02-2025 (2/24/2025)

ADV2A- APPPENDIX - WRAP BROCHURE 02-2025 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 92,380,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph L. Turnes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Luis Turnes's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATETRUST INVESTMENTS INC.

STATETRUST CAPITAL, LLC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

STATETRUST CAPITAL, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2006

Series 63

Date: 2/1/1990

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/26/1990

Series 7

Date: 1/14/1990

FINRA

Current Firm

STATETRUST CAPITAL, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STATETRUST CAPITAL, LLC.

TRUST BUT VERIFY

Similar Advisors