James P. Minsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Peter Minsky was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1993 - March 4, 1994
JAMES W. BULLARD, JR., INCORPORATED
August 3, 1993 - September 13, 1993
BARINGTON CAPITAL GROUP, L.P.
September 8, 1992 - January 27, 1993
GKN SECURITIES CORP.
August 10, 1992 - September 22, 1992
JOSEPHTHAL & CO., INC.
June 26, 1992 - July 22, 1992
AUGMENT SECURITIES INC.
July 22, 1991 - May 26, 1992
GKN SECURITIES CORP.
September 17, 1990 - July 24, 1991
GRUNTAL & CO., L.L.C.
May 7, 1990 - July 30, 1990
FINANCIAL SQUARE PARTNERS
March 2, 1990 - April 30, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JAMES W. BULLARD, JR., INCORPORATED
CRD#: 30977 / SEC#: , 8-45266
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
