John J. Dugan

COHNREZNICK WEALTH MANAGEMENT LLC

PARSIPPANY, NJ 07054

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CRD#: 2023355

Professional summary

John J. Dugan JR., who also goes by John Joseph Dugan Jr, John Joseph Dugan Jr., John Joseph Dugan, John Jr Dugan, John J. Dugan Jr. Jr., is a registered financial advisor currently at COHNREZNICK WEALTH MANAGEMENT LLC located in Parsippany, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Joseph Dugan Jr | John Joseph Dugan Jr. | John Joseph Dugan | John Jr Dugan | John J. Dugan Jr. Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J. Dugan JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2021 - Present

COHNREZNICK WEALTH MANAGEMENT LLC

Office #1: 14 Sylvan Way 3rd Floor, Parsippany, NJ, 07054

RIA

CRD#: 121519

PARSIPPANY, NJ

Past

December 14, 2012 - March 26, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

FREEHOLD, NJ

Past

May 31, 2012 - March 26, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

FREEHOLD, NJ

Past

June 7, 2010 - April 30, 2012

MORGAN STANLEY

RIA

CRD#: 149777

WESTFIELD, NJ

Past

June 7, 2010 - April 30, 2012

MORGAN STANLEY

CRD#: 149777

WESTFIELD, NJ

Past

May 8, 2009 - March 23, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOMERSET, NJ

Past

April 11, 2002 - December 16, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTFIELD, NJ

Past

March 12, 2002 - December 16, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTFIELD, NJ

Past

November 5, 2001 - January 7, 2002

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Past

May 2, 1991 - December 13, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COHNREZNICK WEALTH MANAGEMENT LLC

COHN WEALTH MANAGEMENT LLC | COHNREZNICK WEALTH MANAGEMENT LLC | COHN WEALTH MANAGEMENT. LLC

CRD#: 121519 / SEC#: 801-63136

RIA

Registered Investment Advisory firm - (7/2/2004 Terminated)

California

Registered Investment Advisory firm - (8/31/2009 Approved)

Connecticut

Registered Investment Advisory firm - (9/21/2007 Approved)

Florida

Registered Investment Advisory firm - (7/22/2016 Approved)

Massachusetts

Registered Investment Advisory firm - (8/1/2019 Approved)

New Jersey

Registered Investment Advisory firm - (6/25/2001 Approved)

New York

Registered Investment Advisory firm - (4/5/2002 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/21/2016 Approved)

Texas

Registered Investment Advisory firm - (5/3/2016 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (5/1/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

14 Sylvan Way 3rd Floor, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 364-0001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Dugan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J. Dugan JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

MORGAN STANLEY

MORGAN STANLEY

MSI FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TD WEALTH MANAGEMENT SERVICES INC.

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2002

Series 63

Date: 10/10/1997

Series 7

Date: 3/11/2002

Series 6

Date: 4/30/1991

Current Firm

COHNREZNICK WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

COHNREZNICK WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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