Joseph P. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Phelps Berry, who also goes by Joe Berry, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1973. Joseph had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2005 - May 10, 2006
FAIRPORT CAPITAL, INC.
January 1, 2004 - January 26, 2005
VOYA FINANCIAL ADVISORS, INC.
July 25, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
April 16, 1986 - May 24, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 30, 1985 - July 3, 2002
FAIRPORT CAPITAL, INC.
October 20, 1983 - December 10, 1985
EASTERN STATES SECURITIES, INC.
July 7, 1976 - October 19, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 4, 1973 - October 1, 1976
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/28/1972
Registered Representative ExaminationCurrent Firm
FAIRPORT CAPITAL, INC.
CRD#: 15034 / SEC#: , 8-32162
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
