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BY

Bradford J. Yamada

ARGOS WEALTH ADVISORS LLC
Park City, UT
Some features on this profile are disabled
CRD#: 2023283
BY

Professional summary

Bradford Jitsuso Yamada is a registered financial advisor currently at ARGOS WEALTH ADVISORS LLC located in Park City, Utah.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Bradford has worked at 3 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
We have a business breeding, raising, and showing Standard Schnauzer dogs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Jitsuso Yamada's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2017 - Present

ARGOS WEALTH ADVISORS LLC

RIA
CRD#: 144481
Park City, UT
Past

January 23, 1990 - June 20, 1990

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
Past

January 23, 1990 - June 20, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARGOS WEALTH ADVISORS LLC
ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA
Registered Investment Advisory firm - (7/12/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/20/2017)

Exams

General Industry/Product Exam
RR
Series 7
Date: 1/20/1990
General Securities Representative Examination

Current Firm

AW
ARGOS WEALTH ADVISORS LLC
ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA
Registered Investment Advisory firm - (7/12/2007 Approved)
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Contact information

Main Address
Park City, UT
Mailing Address
5930 South Land Park Drive #22459, Sacramento, CA 95822
Phone number
(707) 633-9063
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARGOS WEALTH ADVISORS, LLC - FORM ADV PART 2A 2024 V2 (3/13/2025)

Regulatory assets under management

Total Number of Accounts235
AUM (Assets Under Management)$ 897,177,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARGOS WEALTH ADVISORS LLC

CRD#: 144481Park City, UT

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