Timothy C. Dusing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Charles Dusing, who also goes by Timothy C Dusing, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 4 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1992 - December 31, 2016
CITY SECURITIES CORPORATION
February 6, 1991 - March 11, 1992
BANC ONE CAPITAL MARKETS, INC.
June 1, 1990 - February 8, 1991
BANC ONE SECURITIES CORPORATION
May 8, 1990 - June 1, 1990
BANC ONE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CITY SECURITIES CORPORATION
CRD#: 1459 / SEC#: 801-67527, 8-975
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY SECURITIES, LLC | HOLDING COMPANY | |
| OLSEN, JOHN GERALD | CCO | 1395283 |
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
