Chien K. Hsieh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chien Kuo Hsieh, who also goes by Chienkuo Hsieh, was a registered financial professional .
Chien is a previously registered financial professional and started their career in finance in 1992. Chien had worked at 4 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2003 - March 4, 2004
SUPERTRADE SECURITIES, INC.
March 4, 1996 - January 7, 2002
GOLDEN BELL ENTERPRISES, INC.
April 11, 1994 - September 22, 1998
FASCO INTERNATIONAL, INC.
March 19, 1992 - February 1, 1994
E-W INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPERTRADE SECURITIES, INC.
CRD#: 46960 / SEC#: , 8-51604
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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