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Sal Stephen Bullaro

CRD# 2022687·Registered 1990 - 2006
Previously Registered: Being a previously registered professional could mean that Sal is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sal Stephen Bullaro, who also goes by Sal Bullaro, Salvatore Bullaro, was a registered financial advisor. Sal was a previously registered financial professional and started their career in finance 1990 - 2006. Sal had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sal Bullaro, Salvatore Bullaro

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

WHITESTONE SECURITIES INC.·CRD# 15679
BD
Astoria, NY
March 1, 2005 - September 13, 2006
BULLARO SECURITIES CORP.·CRD# 28042
BD
Astoria, NY
May 22, 1991 - February 12, 2015
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 23, 1990 - March 11, 1991

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Current Firm

WS
WHITESTONE SECURITIES INC.

WHITESTONE SECURITIES INC.

CRD#: 15679 / SEC#: 8-32465
BD
Terminated by SEC on 01/09/2012

Contact Information

Established

New York since 07/05/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PAPPAS, ANTHONYPRESIDENT, SROP, CROP356137
PAPPAS, ANTHONYPRESIDENT AND CHIEF COMPLIANCE OFFICER356137

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1990About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1991About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1991About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1991About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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