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PE

Peter B. Eshbaugh

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CRD#: 202264
PE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Berry Eshbaugh was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2010. Peter had worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 9, 2010 - December 31, 2023

SENTINEL ADVISORY CORP

RIA
CRD#: 108720
PLYMOUTH, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/7/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 5/31/1995
Non-Member General Securities Examination

Current Firm


SA
SENTINEL ADVISORY CORP
SENTINEL ADVISORY CORP | THE CAPITAL GROUP INC. | SENTINEL DISTRIBUTORS CORP | SENTINEL ADVISORY CORPORATION

CRD#: 108720 / SEC#: 801-63385

RIA
Registered Investment Advisory firm - (8/24/2012 Terminated)
Florida
Registered Investment Advisory firm - (8/18/2025 Approved)
Georgia
Registered Investment Advisory firm - (1/1/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - (7/25/2012 Approved)
New Jersey
Registered Investment Advisory firm - (5/17/2018 Approved)
South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)
Vermont
Registered Investment Advisory firm - (11/7/2022 Terminated)
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Contact information


Main Address
34 Court Street, Plymouth, MA 02360
Mailing Address
Phone number
(508) 732-6762
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts124
AUM (Assets Under Management)$ 44,734,664

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SENTINEL ADVISORY CORP

CRD#: 108720

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