Brian K. Snyder
Professional summary
Brian Keith Snyder was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Brian had worked at 5 firms, which includes THE O.N. EQUITY SALES COMPANY, OSAIC FS INC., CONSECO SECURITIES INC., MML INVESTORS SERVICES LLC, BERKSHIRE EQUITY SALES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2004 - October 16, 2007
THE O.N. EQUITY SALES COMPANY
October 19, 2001 - November 30, 2004
OSAIC FS, INC.
January 13, 1999 - November 9, 2001
CONSECO SECURITIES, INC.
July 8, 1996 - December 11, 1998
MML INVESTORS SERVICES, LLC
April 24, 1990 - July 9, 1996
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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