JL
John E. Levee
RIA WEALTH ADVISORS
Round Rock, TX 78664
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CRD#: 2022567
JL
Professional summary
John Edward Levee is a registered financial advisor currently at RIA WEALTH ADVISORS, LLC located in Round Rock, Texas and ARKADIOS CAPITAL located in Round Rock, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Animas Capital Management; Investment Related; Round Rock, TX ; DBA; President/Financial Advisor; 11/2014; 40% during business hours; Meet�with�clients/�develop�strategies�to�help�them�meet their�financial�goals/implement�strategies/ongoing�meetings�to�monitor�progress�and�make�necessary�changes�if required.�Manage�assets�under�RIA�agreement.�
2. Advanced Wealth Strategies Group; Investment Related; Round Rock, TX; DBA; President, Financial Advisor; 05/2000; 40% during business hours; Meet with clients, develop strategies
3. John E Levee; Non-Investment Related; Round Rock, TX; Author; 01/2015; 10% during business hours; Author books
4. Real Majesty LLC; Non-Investment Related; Round Rock, TX; LLC; Managing Member; 01/2013; 5% during business hours; Manage Office Building
5. Xtra Thin/LMJ Consulting LLC; Non-Investment Related; Round Rock, TX; Weight Loss Practice; Member; 08/2012; 5% during business hours; No day to day activity, business is taken care of by daughter, 50% member
6. John E Levee and Laurie Levee Living Trust; Non-Investment Related; Round Rock, TX; Trust; Co-Trustee; 11/2008; 0% during business hours; Manage trust owned real estate, co-trustee
7. STA Capital LLC DBA Advanced Capital Management; Non-Investment Related; Round Rock, TX; Third Party Manager; Managing Partner; 01/2005; 20% during business hours; Oversee operations/Portfolio management as a third party manager/ Market research and monitoring/ Portfolio design and implementation/ Portfolio monitoring
8. Vineyard Advance Wealth LLC; Non-Investment Related; Round Rock, TX; Holding Company; Managing Partner; 11/2014; 10% during business hours; Managing partner. Conduct business related functions. Holding Company.
9. Levee Unlimited Inc; Non-Investment Related; Round Rock, TX; Holding Company; President; 5/2000; 5% during business hours; Manage and oversee business activities, holding company, C Corp
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Levee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2023 - Present
RIA WEALTH ADVISORS, LLC
Office #1: 310 W Main St. Ave, Round Rock, TX 78664RIA
CRD#: 312072
Round Rock, TX
Current
April 29, 2025 - Present
ARKADIOS CAPITAL
Office #1: 310 W Main Street Suite 100, Round Rock, TX 78664BD
CRD#: 282710
Round Rock, TX
Past
February 25, 2025 - April 29, 2025
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
Round Rock, TX
Past
January 2, 2020 - July 20, 2023
RIA ADVISORS
RIA
CRD#: 150661
Round Rock, TX
Past
September 18, 2015 - January 2, 2020
INTEGRATED ADVISORS NETWORK LLC
RIA
CRD#: 171991
PALOS VERDES ESTATES, CA
Past
July 10, 2015 - April 29, 2025
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Round Rock, TX
Past
May 30, 2008 - July 13, 2015
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
ROUND ROCK, TX
Past
January 3, 2007 - July 16, 2015
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
ROUND ROCK, TX
Past
March 18, 1993 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
ROUND ROCK, TX
Past
March 18, 1993 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
ROUND ROCK, TX
Past
April 5, 1990 - May 20, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIA WEALTH ADVISORS, LLC
ADVANCED WEALTH | RIA WEALTH ADVISORS, LLC | ANIMAS CAPITAL
CRD#: 312072 / SEC#: 801-120371
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/29/2025)
RR
Arkansas(4/29/2025)
RR
California(4/29/2025)
RR
Colorado(4/29/2025)
RR
Florida(4/29/2025)
RR
Illinois(5/6/2025)
RR
Indiana(4/29/2025)
RR
Louisiana(4/29/2025)
RR
Massachusetts(4/29/2025)
RR
Michigan(4/29/2025)
RR
Minnesota(4/30/2025)
RR
Missouri(4/29/2025)
RR
Montana(4/29/2025)
RR
New Jersey(4/29/2025)
RR
New Mexico(4/29/2025)
RR
New York(4/29/2025)
RR
Oklahoma(4/29/2025)
RR
Pennsylvania(4/29/2025)
RR
South Carolina(4/29/2025)
RR
South Dakota(4/29/2025)
IAR
Texas(2/15/2023)
RR
Texas(4/29/2025)
RR
Virginia(4/29/2025)
RR
Washington(4/29/2025)
RR
Wisconsin(4/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/15/1995
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RW
RIA WEALTH ADVISORS, LLC
ADVANCED WEALTH | RIA WEALTH ADVISORS, LLC | ANIMAS CAPITAL
CRD#: 312072 / SEC#: 801-120371
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
310 West Main Avenue, Round Rock, TX 78664
Mailing Address
Phone number
(512) 218-7993
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 550 |
| AUM (Assets Under Management) | $ 118,732,187 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
