Richard H. Parry

TOM JOHNSON INVESTMENT MANAGEMENT

OKLAHOMA CITY, OK 73102

Some features on this profile are disabled

CRD#: 2022452

Professional summary

Richard Howorth Parry is a registered financial advisor currently at TOM JOHNSON INVESTMENT MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Howorth Parry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 1992 - Present

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

Office #1: 204 N. Robinson Ave Suite 2900, Oklahoma City, OK 73102

RIA

CRD#: 104511

OKLAHOMA CITY, OK

Past

April 9, 2001 - March 26, 2002

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

October 6, 1997 - April 9, 2001

UAM FUND DISTRIBUTORS, INC.

CRD#: 24364

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

TOM JOHNSON INVESTMENT MANAGEMENT, INC. | TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511 / SEC#: 801-42549

RIA

Registered Investment Advisory firm - (10/21/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(11/13/1992)

IAR

Texas
(12/11/1992)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/2/1991

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/3/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

TOM JOHNSON INVESTMENT MANAGEMENT, INC. | TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511 / SEC#: 801-42549

RIA

Registered Investment Advisory firm - (10/21/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202

Mailing Address

Phone number

(405) 236-2111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TJIM ADV PART 2 A&B 2025 BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	5,871
AUM (Assets Under Management)	$ 1,628,875,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Zachary Melloh

LJI WEALTH MANAGEMENT, LLC

IAR

Indianapolis, IN

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard H. Parry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Howorth Parry's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

FUNDS DISTRIBUTOR, LLC

UAM FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/1997

Series 65

Date: 12/2/1991

Series 6

Date: 10/3/1997

Current Firm

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors