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RP

Richard H. Parry

TOM JOHNSON INVESTMENT MANAGEMENT
OKLAHOMA CITY, OK 73102
CRD#: 2022452
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RP
Richard Howorth ParryTOM JOHNSON INVESTMENT MANAGEMENT

Professional summary

Richard Howorth Parry is a registered financial advisor currently at TOM JOHNSON INVESTMENT MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Howorth Parry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 1992 - Present

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

Office #1: 204 N. Robinson Ave Suite 2900, Oklahoma City, OK 73102
RIA
CRD#: 104511
OKLAHOMA CITY, OK
Past

April 9, 2001 - March 26, 2002

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

October 6, 1997 - April 9, 2001

UAM FUND DISTRIBUTORS, INC.

BD
CRD#: 24364
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TJ
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
TOM JOHNSON INVESTMENT MANAGEMENT, INC. | TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511 / SEC#: 801-42549

RIA
Registered Investment Advisory firm - (10/21/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(11/13/1992)
IAR
Texas
(12/11/1992)

Exams

State Security Law Exam
RR
Series 63
Date: 10/16/1997
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/2/1991
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 10/3/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TJ
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
TOM JOHNSON INVESTMENT MANAGEMENT, INC. | TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511 / SEC#: 801-42549

RIA
Registered Investment Advisory firm - (10/21/1992 Approved)
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Contact information

Main Address
201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202
Mailing Address
Phone number
(405) 236-2111
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TJIM ADV PART 2 A&B 2025 BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts5,871
AUM (Assets Under Management)$ 1,628,875,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

CRD#: 104511Oklahoma City, OK 73102

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