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Esdras Nmn Vera

CRD# 2022407·Registered 1993 - 2014
Previously Registered: Being a previously registered professional could mean that Esdras is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Esdras Nmn Vera, who also goes by Esdras "z" Vera, Esdras Vera, was a registered financial advisor. Esdras was a previously registered financial professional and started their career in finance 1993 - 2014. Esdras had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Esdras "z" Vera, Esdras Vera

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

GRENEL & CO., LLC·CRD# 5346
BD
West Orange, NJ
January 8, 2013 - June 10, 2014
XP INVESTMENTS US, LLC·CRD# 156691
BD
New York, NY
October 27, 2011 - June 4, 2012
MIURA CAPITAL, LLC·CRD# 146193
BD
New York, NY
October 11, 2011 - February 14, 2013
AVANZA CAPITAL MARKETS INC.·CRD# 103941
BD
New York, NY
August 16, 2010 - January 8, 2015
BANIF TRADING, INC.·CRD# 146047
BD
Miami, FL
June 9, 2008 - January 31, 2011
LATAM INVESTMENTS, LLC·CRD# 133163
BD
Miami, FL
November 29, 2007 - November 11, 2009
ASD FINANCIAL SERVICES CORP·CRD# 124901
RIA
Coral Gables, FL
June 23, 2006 - April 17, 2007
ASD FINANCIAL SERVICES CORP·CRD# 124901
BD
Coral Gables, FL
November 21, 2005 - April 17, 2007
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC·CRD# 17053
BD
San Juan, PR
April 22, 2004 - April 12, 2005
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO·CRD# 13042
BD
Hato Rey, PR
January 29, 1999 - June 26, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 29, 1999 - June 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 15, 1994 - January 20, 1999
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
February 25, 1993 - October 27, 1994

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Current Firm

G&
GRENEL & CO., LLC

GRENEL & CO. | GRENEL & CO., LLC

CRD#: 5346 / SEC#: 8-16016
BD
Terminated by SEC on 06/10/2014

Contact Information

Established

New Jersey since 01/27/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CLARENDON CAPITAL INTERNATIONAL HOLDINGS, INC.OWNER—
BRILLA SECURITIES, LLCINVESTOR—
RIVERO-ZERPA, GERMAN FRANCISCOREGISTERED REP2807003
FELDMAN, RICHARD MARKFINOP2273453
VERA, ESDRAS NMNPRESIDENT AND CCO2022407

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2006About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2004About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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