Esdras N. Vera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Esdras Nmn Vera, who also goes by Esdras "z" Vera, Esdras Vera, was a registered financial professional .
Esdras is a previously registered financial professional and started their career in finance in 1993. Esdras had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2013 - June 10, 2014
GRENEL & CO., LLC
October 27, 2011 - June 4, 2012
XP INVESTMENTS US, LLC
October 11, 2011 - February 14, 2013
MIURA CAPITAL, LLC
August 16, 2010 - January 8, 2015
AVANZA CAPITAL MARKETS INC.
June 9, 2008 - January 31, 2011
BANIF TRADING, INC.
November 29, 2007 - November 11, 2009
LATAM INVESTMENTS, LLC
June 23, 2006 - April 17, 2007
ASD FINANCIAL SERVICES CORP
November 21, 2005 - April 17, 2007
ASD FINANCIAL SERVICES CORP
April 22, 2004 - April 12, 2005
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
January 29, 1999 - June 26, 2003
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
January 29, 1999 - June 26, 2003
UBS FINANCIAL SERVICES INC.
November 15, 1994 - January 20, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 1993 - October 27, 1994
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/24/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GRENEL & CO., LLC
CRD#: 5346 / SEC#: , 8-16016
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
