Sandra F. Stallings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Fuller Stallings, who also goes by Sandee Fuller, Sandra Jean Fuller, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1990. Sandra had worked at 6 firms and has passed the Series 63, Series 65, Series 50, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2017 - March 18, 2020
BLX GROUP LLC
July 2, 2004 - October 30, 2015
FUND SERVICES ADVISORS, INC. (FSA)
December 20, 2000 - June 28, 2017
BLX GROUP LLC
March 2, 1998 - July 22, 1999
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
August 3, 1994 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
February 13, 1990 - September 15, 1994
FIRST SOUTHWEST COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLX GROUP LLC
CRD#: 111923 / SEC#: 801-60588
Contact information
Red Flags
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