Stephen G. Paulus

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CRD#: 2022086

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Gray Paulus, who also goes by Steve Paulus, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1990. Stephen had worked at 11 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Paulus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 9, 2022 - January 26, 2024

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 298774

CLAYTON, MO

Past

June 5, 2020 - March 4, 2021

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

April 8, 2019 - May 20, 2020

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

January 12, 2016 - April 27, 2017

FISHER INVESTMENTS

RIA

CRD#: 107342

Kirkwood, MO

Past

August 26, 2014 - December 22, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ST. LOUIS, MO

Past

August 26, 2014 - December 22, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ST. LOUIS, MO

Past

September 2, 2011 - July 8, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

BOSTON, MA

Past

November 19, 2010 - July 8, 2014

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

October 14, 2010 - November 16, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROSEVILLE, CA

Past

January 1, 2008 - November 16, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROSEVILLE, CA

Past

January 21, 1995 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 13, 1993 - January 23, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 17, 1990 - June 17, 1993

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 298774 / SEC#: 801-114075

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/8/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/26/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/20/2008

General Securities Sales Supervisor - Options Module Examination

Current Firm

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 298774 / SEC#: 801-114075

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

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Contact information

Main Address

130 S Bemiston Avenue Suite 602, Clayton, MO 63105

Mailing Address

Phone number

(314) 930-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,730
AUM (Assets Under Management)	$ 921,472,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen G. Paulus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

RAFFERTY CAPITAL MARKETS, LLC

FISHER INVESTMENTS

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITISTREET EQUITIES LLC

Primary Firm SEC Registration

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2022

Series 63

Date: 9/8/2020

Series 65

Date: 3/25/1994

Series 7TO

Date: 12/22/2022

SIE

Date: 12/22/2015

Series 7

Date: 8/10/1993

Series 6

Date: 1/3/1990

Series 10

Date: 7/26/2008

Series 9

Date: 6/20/2008

Current Firm

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORRECT CAPITAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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