Elias R. Dragon
MAIN STREET RETIREMENT PLANNING
Coppell, TX 75019
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CRD#: 2022048
Professional summary
Elias Robert Dragon, CFP®, ChFC®, who also goes by Butch Dragon, Eli Dragon, is a registered financial advisor currently at MAIN STREET RETIREMENT PLANNING, LLC located in Coppell, Texas.
Elias is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Elias has worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Butch Dragon | Eli Dragon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Elias Robert Dragon is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of Main Street Retirement Planning are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Main Street Retirement Planning addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Main Street Retirement Planning periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Main Street Retirement Planning will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Main Street Retirement Planning's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies.
CRS (Client Relationship Summary) - RIA
Click below to view Elias Robert Dragon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 13, 2022 - Present
MAIN STREET RETIREMENT PLANNING, LLC
Office #1: 779 W Main Street, Coppell, TX 75019RIA
CRD#: 313051
Coppell, TX
Past
April 4, 2011 - January 18, 2022
RETIREMENT PLANNERS OF AMERICA
RIA
CRD#: 157222
PLANO, TX
Past
May 13, 2009 - June 20, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
COPPELL, TX
Past
May 13, 2009 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
COPPELL, TX
Past
June 5, 2002 - May 22, 2009
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
COPPELL, TX
Past
April 17, 1990 - May 22, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
COPPELL, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MAIN STREET RETIREMENT PLANNING, LLC
MAIN STREET RETIREMENT PLANNERS, LLC | MAIN STREET RETIREMENT PLANNING, LLC
CRD#: 313051 / SEC#: 801-122041
RIA
Registered Investment Advisory firm - (10/18/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MS
MAIN STREET RETIREMENT PLANNING, LLC
MAIN STREET RETIREMENT PLANNERS, LLC | MAIN STREET RETIREMENT PLANNING, LLC
CRD#: 313051 / SEC#: 801-122041
RIA
Registered Investment Advisory firm - (10/18/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
779 W Main Street, Coppell, TX 75019
Mailing Address
Phone number
(972) 393-0376
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,830 |
| AUM (Assets Under Management) | $ 694,603,429 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
