Roy E. Schutz
Professional summary
Roy Edgar Schutz is a registered financial professional currently at BTM CONSULTING USA, LLC located in New York, New York.
Roy is registered as a RR (Registered Representative) and started their career in finance in 1990. Roy has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roy Edgar Schutz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2025 - Present
BTM CONSULTING USA, LLC
Office #1: 299 Broadway Suite 200, New York, NY 10007April 13, 2021 - June 23, 2023
BUCK HR SECURITIES LLC
October 19, 2005 - May 23, 2019
CONDUENT SECURITIES, LLC
January 2, 2004 - June 2, 2005
BNY MELLON SECURITIES LLC
January 16, 2003 - December 31, 2003
MELLON HR SECURITIES, INC.
December 7, 1990 - February 6, 2003
BNY MELLON SECURITIES CORPORATION
February 1, 1990 - June 14, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BTM CONSULTING USA, LLC
CRD#: 327140 / SEC#: , 8-71129
Contact information
Documents
Red Flags
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