Blair J. Spruill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blair Jonathan Spruill was a registered financial professional .
Blair is a previously registered financial professional and started their career in finance in 1997. Blair had worked at 17 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2015 - August 18, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
August 20, 2012 - November 25, 2015
OLSON, CROSS & ALAMO LLC
November 16, 2011 - May 30, 2012
CHARLES MORGAN SECURITIES, INC.
April 1, 2011 - September 26, 2011
THINKEQUITY LLC
May 18, 2010 - March 29, 2011
NATIONAL SECURITIES CORPORATION
February 24, 2010 - April 27, 2010
BUCKMAN, BUCKMAN & REID, INC.
June 9, 2009 - January 22, 2010
GARDEN STATE SECURITIES, INC.
January 3, 2007 - April 2, 2009
PRESTIGE FINANCIAL CENTER, INC.
September 27, 2002 - January 16, 2007
GUNNALLEN FINANCIAL, INC
April 4, 2002 - November 22, 2002
SCHNEIDER SECURITIES, INC.
August 29, 2001 - December 7, 2001
ALEXANDER, WESCOTT, & CO., INC.
November 15, 2000 - April 12, 2001
BISHOP, ROSEN & CO., INC.
April 24, 2000 - October 31, 2000
MAY, DAVIS GROUP INC.
March 31, 2000 - April 6, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
November 6, 1998 - March 14, 2000
SPENCER CLARKE LLC
July 7, 1998 - October 15, 1998
DALTON KENT SECURITIES GROUP, INC.
December 3, 1997 - June 30, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/3/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
