John M. Eckola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Eckola, who also goes by Jack Eckola, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2009 - December 31, 2017
GROVE POINT INVESTMENTS, LLC
December 21, 2009 - December 31, 2017
GROVE POINT INVESTMENTS, LLC
September 8, 2009 - December 22, 2009
LPL FINANCIAL LLC
September 8, 2009 - December 22, 2009
LPL FINANCIAL LLC
June 9, 2009 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
June 9, 2009 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
January 7, 2008 - June 10, 2009
KOWAL INVESTMENT GROUP, LLC
November 30, 2007 - April 15, 2009
OSAIC SERVICES, INC.
November 30, 2007 - April 15, 2009
OSAIC SERVICES, INC.
September 6, 2006 - December 3, 2007
CETERA INVESTMENT SERVICES LLC
September 6, 2006 - December 3, 2007
CETERA INVESTMENT SERVICES LLC
August 7, 2006 - August 7, 2006
CETERA INVESTMENT SERVICES LLC
August 7, 2006 - August 7, 2006
CETERA INVESTMENT SERVICES LLC
December 16, 2004 - September 7, 2006
FOCUSED INVESTMENTS L.L.C.
November 3, 2004 - January 4, 2005
EQUABLE SECURITIES CORPORATION
July 18, 2003 - August 31, 2004
BANC ONE SECURITIES CORPORATION
July 18, 2003 - August 31, 2004
BANC ONE SECURITIES CORPORATION
September 4, 2002 - August 6, 2003
FARMERS FINANCIAL SOLUTIONS, LLC
August 11, 2000 - July 11, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 13, 1994 - August 25, 2000
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - October 25, 1994
CITIGROUP GLOBAL MARKETS INC.
January 23, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
