Holly K. Nicholson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly Kay Nicholson, CFP®, who also goes by Holly Kay Boles, Holly Kay Carrington, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 1990. Holly had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2021 - August 18, 2021
ASKHOLLY LLC
February 27, 2018 - October 29, 2020
FINANCIAL PLANNING SERVICES, INC.
June 3, 1993 - August 24, 2000
CAPITAL INVESTMENT GROUP, INC.
May 11, 1990 - June 7, 1993
GROVE POINT INVESTMENTS, LLC
January 1, 1990 - May 7, 1990
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ASKHOLLY LLC
CRD#: 312848 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
