Mark C. Hammer

HAMMER AND COMPANY LLC

LONGBOAT KEY, FL

Some features on this profile are disabled

CRD#: 2021640

Professional summary

Mark Colef Hammer, who also goes by Mark Hammer, Nark Hammer, is a registered financial advisor currently at HAMMER AND COMPANY LLC located in Longboat Key, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 1 firm and has passed the Series 65 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Hammer | Nark Hammer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Colef Hammer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2004 - Present

HAMMER AND COMPANY LLC

RIA

CRD#: 107787

LONGBOAT KEY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/15/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2003

Uniform Investment Adviser Law Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/1989

General Securities Principal Examination

Current Firm

HAMMER AND COMPANY LLC

HAMER MARK | MARK HAMMER | HAMMER AND COMPANY, LLC | HAMMER AND COMPANY LLC

CRD#: 107787 / SEC#: 801-56580

RIA

Registered Investment Advisory firm - (7/17/2003 Terminated)

Florida

Registered Investment Advisory firm - (3/15/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Longboat Key, FL

Mailing Address

Phone number

(941) 383-0731

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 60,925,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark C. Hammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Colef Hammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMMER AND COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2003

Series 24

Date: 12/18/1989

Current Firm

HAMMER AND COMPANY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAMMER AND COMPANY LLC

TRUST BUT VERIFY

Similar Advisors