WE
W K. Early
CENTAURUS FINANCIAL
Ordinary, VA 23131
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CRD#: 2021508
WE
Professional summary
W Kent Early, who also goes by William Early, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Ordinary, Virginia.
W is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. W has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Early
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA EARLY FINANCIAL SERVICES, LLC,FOR BRANDING PURPOSES ONLY, MANAGING MEMBER, SINCE 12/8/2004, PO BOX 356, ORDINARY, VA 23131, DEVOTED TIME 40 HRS A MONTH, NON- INVESTMENT RELATED. 2. W. KENT EARLY PC, PRESIDENT, 3847 GEORGE WASHINGTON MEMORIAL HWY., ORDINARY, VA 23131, TAX ACCOUNTANT FOR ACCOUNTING AND TAX PRACTICE, DEVOTED TIME IS 150 HOURS PER MONTH, NON-INVESTMENT RELATED. 3. QUALITY RENTAL PROPERTIES, NON-INVESTMENT RELATED, LLC, 3847 GEORGE WAHINGTON MEMORIAL HIGHWAY, ORDINARY, VA 23131, TO PERSONALLY BUY, SELL AND RENT INVESTMENT REALESTATE, MANAGING MEMBER, SINCE 8/1/2007, DEVOTED TIME IS 10 HOURS A MONTH, TO MANAGE PURCHASE AND SALES OF REAL ESTATE, MANAGE RENTAL PROPERTIES. 4. K & G FISHING CHARTERS, LLC T/A CAROLINA BLONDE FISHING CHARTERS POSITION: Managing Member NATURE: Fishing Charters for Hire INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: null START DATE: 09/01/2021 ADDRESS: 103 Cedar Street, Beaufort NC 28516, United States DESCRIPTION: Chief Financial Officer and Business Manager
CRS (Client Relationship Summary) - RIA
Click below to view W Kent Early's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view W Kent Early's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2007 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3847 George Washington Memorial Highway, Ordinary, VA 23131RIA
BD
CRD#: 30833
Ordinary, VA
Current
January 2, 2004 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3847 George Washington Memorial Highway, Ordinary, VA 23131RIA
BD
CRD#: 30833
Ordinary, VA
Past
January 19, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 19, 1995 - December 8, 2003
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
February 6, 1990 - November 22, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
February 6, 1990 - November 22, 1994
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/29/2021)
RR
North Carolina(5/27/2015)
IAR
North Carolina(1/10/2024)
RR
Virginia(1/2/2004)
IAR
Virginia(3/12/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Ordinary, VA 23131TRUST BUT VERIFY
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