Sterling V. Louviere
Professional summary
Sterling Vaughn Louviere, who also goes by Sterling Louviere, is a registered financial advisor currently at CABIN ADVISORS, LLC located in Pasadena, California and CABIN SECURITIES, INC. located in Pasadena, California.
Sterling is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Sterling has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sterling Vaughn Louviere's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2022 - Present
CABIN ADVISORS, LLC
Office #1: 338 S Rosemead Blvd, Pasadena, CA 91107November 13, 2017 - Present
CABIN SECURITIES, INC.
Office #1: 338 S Rosemead Blvd, Pasadena, CA 91107November 2, 2017 - December 31, 2022
CLARAPHI ADVISORY NETWORK, LLC
August 12, 2014 - November 1, 2017
NFSG CORPORATION
August 12, 2014 - November 1, 2017
NEWBRIDGE SECURITIES CORPORATION
February 7, 2013 - September 19, 2014
FIRST ALLIED ADVISORY SERVICES, INC.
June 2, 2004 - August 15, 2014
FIRST ALLIED SECURITIES, INC.
April 3, 2002 - June 9, 2004
FSC SECURITIES CORPORATION
October 2, 1996 - April 2, 2002
WALNUT STREET SECURITIES, INC.
July 5, 1991 - October 1, 1996
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2017)
(11/13/2017)
(10/27/2022)
(11/13/2017)
(1/4/2018)
(10/27/2021)
(11/13/2017)
(1/17/2022)
(2/7/2020)
(11/13/2017)
(10/21/2019)
(6/24/2022)
(1/3/2022)
(1/17/2022)
(11/4/2021)
(9/29/2020)
(12/2/2020)
(11/13/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
Contact information
SEC notice filing (34 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 133,637,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
