John Harold Simpson
Professional Summary
John Harold Simpson is a registered financial advisor currently at BROADHAVEN SECURITIES LLC located in Chicago, Illinois and STELLA PARTNERS LLC located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
STELLA PARTNERS LLC
Contact Information
Main Address
65 E Goethe Apt. 7w, Chicago, IL 60610Mailing Address
65 E Goethe Apt. 7w, Chicago, IL 60610Phone Number
(312) 493-9242Established
Delaware since 05/17/2018Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/3/2017)
(2/3/2017)
(3/10/2017)
(3/14/2014)
(2/17/2017)
(2/3/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Harold Simpson's CRS (Customer Relationship Summary).
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