Gerald E. Denor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Edward Denor, who also goes by Gerald Denor, Jerry Denor, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1986. Gerald had worked at 2 firms and has passed the Series 63, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 1999 - January 11, 2005
CUSTOM RETIREMENT SOLUTIONS, INC.
March 2, 1986 - February 21, 2012
DANA INVESTMENT ADVISORS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSTOM RETIREMENT SOLUTIONS, INC.
CRD#: 47078 / SEC#: , 8-51670
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANA, SHANE DAVID | PRESIDENT, CHAIRMAN OF THE BOARD | 2939694 |
| MIRSBERGER, MARK RICHARD | CFO, DIRECTOR | |
| STEWART, MICHAEL CHRISTOPHER | COMPLIANCE OFFICER, DIRECTOR, VICE PRESIDENT, SECRETARY |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
