Mary H. Durie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Helen Durie, who also goes by Mary H Durie, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1992. Mary had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1995 - October 6, 2021
QUEST CAPITAL MANAGEMENT, INC.
April 22, 1994 - June 23, 2003
BTS ASSET MANAGEMENT, INC.
December 11, 1992 - October 11, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL MANAGEMENT, INC.
CRD#: 114690 / SEC#: 801-60734
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,891 |
| AUM (Assets Under Management) | $ 1,225,388,904 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
