AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ED

Edward J. Dingler

DEALERWEB LLC
Jersey City, NJ 07311
Some features on this profile are disabled
CRD#: 2020601
ED

Professional summary

Edward James Dingler is a registered financial professional currently at DEALERWEB LLC located in Jersey City, New Jersey.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1990. Edward has worked at 8 firms and has passed the Series 72 and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward James Dingler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2014 - Present

DEALERWEB LLC

Office #1: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311Office #2: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311
BD
CRD#: 19662
Jersey City, NJ
Past

February 1, 2002 - July 28, 2014

ICAP SECURITIES USA LLC

BD
CRD#: 19739
JERSEY CITY, NJ
Past

June 23, 2000 - January 25, 2002

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

March 15, 2000 - June 13, 2000

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

September 28, 1998 - April 27, 2000

INTERCAPITAL GOVERNMENT SECURITIES INC.

BD
CRD#: 19710
NEW YORK, NY
Past

September 21, 1998 - October 26, 2000

INTERCAPITAL INTERNATIONAL INC.

BD
CRD#: 22109
NEW YORK, NY
Past

November 13, 1995 - December 3, 1996

LIBERTY BROKERS

BD
CRD#: 32391
NEW YORK, NY
Past

March 25, 1992 - September 15, 1998

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

September 16, 1991 - March 26, 1992

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

January 17, 1990 - September 19, 1991

TRADITION BERISFORD (GOVERNMENT SECURITIES) INC.

BD
CRD#: 24557

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DL
DEALERWEB LLC
DEALERWEB INC. | HILLIARD FARBER & CO., INC. | DEALERWEB LLC

CRD#: 19662 / SEC#: , 8-38103

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311
Mailing Address
185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311
Phone number
(212) 797-1980
Established
Delaware since 12/20/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEWEB IDB MARKETS, INC.OWNER
BRUNER, CHRISTIAN ADAMBOARD MEMBER5661505
CLACK, AMYBOARD MEMBER4882071
COTTER, RICHARD JOSEPH JRPRINCIPAL FINANCIAL OFFICER1611037
GALINDO, JORGE ALBERTO JRPRINCIPAL OPERATIONS OFFICER2501261
HUESTIS, TIMOTHY DANIELEXECUTIVE REPRESENTATIVE4931620
MCKEON, ALFRED PETERPRESIDENT1666355
SERRAO, ASHLEY NEILBOARD MEMBER5360541
SULLIVAN, MICHAEL FRANCISCHIEF COMPLIANCE OFFICER3254037
WOOD, ELISABETH KIRBYBOARD MEMBER4929181

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEALERWEB LLC

CRD#: 19662Jersey City, NJ 07311

TRUST BUT VERIFY

Monitor Edward Dingler

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Sungmin Park
Sungmin ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.