Brian D. Allen

PENSION CONSULTANTS

Springfield, MO 65806

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CRD#: 2020476

Professional summary

Brian David Allen, CFP®, who also goes by Brian D Allen, is a registered financial advisor currently at PENSION CONSULTANTS INC located in Springfield, Missouri.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Brian has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian D Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PCI PROPERTIES, LLC - 300 S. CAMPBELL AVE., SPRINGFIELD, MO 65806 - PRIVATELY OWNED CORP. - MANAGING MEMBER OF THE LLC - 10/22/2003 - 1 HR/MO/TRD HRS - OWNS REAL ESTATE. - NONINVESTMENT RELATED 2) SLATE ROBOTICS - OWNER AND DIRECTOR OF THE BOARD. 8/2017 TO PRESENT. 210 W SUNSHINE ST., SUITE C, SPRINGFIELD, MO 65807 - PRIVATELY OWNED CORP. SPENDS UP TO 5 HRS/MONTH ON THIS ACTIVITY, 0 HRS DURING TRADING HOURS. NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 19, 2005 - Present

PENSION CONSULTANTS INC

Office #1: 300 South Campbell Ave., Springfield, MO 65806

RIA

CRD#: 113914

Springfield, MO

Past

August 2, 1994 - November 2, 2015

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SPRINGFIELD, MO

Past

August 26, 1991 - July 29, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 23, 1990 - August 21, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 23, 1990 - August 21, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENSION CONSULTANTS INC

CRD#: 113914 / SEC#: 801-56704

RIA

Registered Investment Advisory firm - (7/23/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/29/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/1995

General Securities Principal Examination

Current Firm

PENSION CONSULTANTS INC

CRD#: 113914 / SEC#: 801-56704

RIA

Registered Investment Advisory firm - (7/23/1999 Approved)

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Contact information

Main Address

300 South Campbell Ave., Springfield, MO 65806

Mailing Address

Phone number

(417) 889-4918

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 4,921,817,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PENSION CONSULTANTS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/1990

SIE

Date: 11/2/2015

Series 7

Date: 1/20/1990

Series 24

Date: 1/5/1995

Current Firm

PENSION CONSULTANTS INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENSION CONSULTANTS INC

TRUST BUT VERIFY

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