Brett F. Whysel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Farrel Whysel was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1990. Brett had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2010 - October 20, 2015
BMO CAPITAL MARKETS GKST INC.
March 25, 2009 - September 27, 2010
B. C. ZIEGLER AND COMPANY
May 6, 1994 - February 12, 2009
CITIGROUP GLOBAL MARKETS INC.
July 16, 1993 - March 31, 1994
TULLETT PREBON FINANCIAL SERVICES LLC
October 1, 1991 - June 29, 1993
UNICREDIT CAPITAL MARKETS LLC
February 14, 1990 - December 4, 1990
EHRLICH-BOBER & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMO CAPITAL MARKETS GKST INC.
CRD#: 8352 / SEC#: , 8-25091
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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