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Lee Anthony Mccormick

CRD# 2020002·Registered 1990 - 2022
Previously Registered: Being a previously registered professional could mean that Lee is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lee Anthony Mccormick was a registered financial advisor. Lee was a previously registered financial professional and started their career in finance 1990 - 2022. Lee had worked at 4 firms and has passed the Series 65, Series 63, Series 50, Series 6 and Series 54 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

LONE STAR PACE·CRD# 289829
RIA
Frisco, TX
November 6, 2017 - June 24, 2022
COMMUNITY DEVELOPMENT ASSOCIATES, LLC.·CRD# 149682
RIA
Frisco, TX
March 19, 2010 - June 24, 2022
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
March 15, 1990 - February 13, 1991
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
March 15, 1990 - February 13, 1991

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Current Firm

LS
LONE STAR PACE

LONE STAR PACE | LONE STAR PACE LLC

CRD#: 289829

Contact Information

Main Address

6988 Lebanon Road Suite 103, Frisco, TX 75034-6735

Phone Number

(214) 256-3121

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIERRA MANAGEMENT GROUP, LLC THIS BUSINESS IS NOT INVESTMENT-RELATED. 2111 PALOMAR AIRPORT ROAD, SUITE 320 CARLSBAD, CA 92011 50% OWNERSHIP AND PRESIDENT SINCE APRIL, 2004 THIS BUSINESS ACTS AS ADVISOR TO A SINGLE GOVERNMENTAL ENTITY IN CALIFORNIA THAT ISSUES TAX-EXEMPT BONDS. OUR FIRM DOES NOT PROVIDE ANY INVESTMENT ADVISORY SERVICES TO THIS CLIENT WHICH IS GOVERNED BY A SEVEN MEMBER BOARD OF DIRECTORS. THE FIRM STRICTLY PROVIDES MARKETING AND ADMINISTRATIVE SERVICES TO THE GOVERNMENTAL ISSUER. PATRONUS DATA, LLC FRISCO, TX THIS BUSINESS IS A DATA CENTER & NOT INVESTMENT RELATED. MR. MCCORMICK IS THE CFO WHICH BEGAN ON APRIL 5, 2013. TO DATE HE HAS NOT RECEIVED ANY COMPENSATION. NO MATERIAL TIME IS SPENT ON THIS BUSINESS AS IT IS ON THE MARKET FOR SALE. Lone Star PACE is a program administrator that works with national lenders and local municipalities to provide affordable long term financing for energy efficiency, renewable energy and water conservation improvements in Texas.� UCDA is a corporation that was formed as a charitable organization to assist in the creation and operation of public/private partnerships (PPPs) to lessen the burdens of government and more effectively and efficiently facilitate public benefit projects nationwide, including infrastructure transactions such as water or waste water facilities, power generation and clean energy facilities, transportation facilities, healthcare facilities, fire stations, parking facilities, affordable and student housing. By developing and operating these types of infrastructure facilities, the Corporation will alleviate the need in communities nationwide to focus on, and divert funds to, these types of projects at taxpayer expense.� This will allow communities to use their resources to fund other necessary community projects and facilities.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1990About the Series 63 exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2016About the Series 50 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1990About the Series 6 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Jul 2019About the Series 54 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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