Dennis Pete Park
CFP®Professional Summary
Dennis Pete Park, CFP® is a registered financial advisor currently at EPSILON FINANCIAL GROUP, INC. located in Naples, Florida. Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Dennis has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
EPSILON FINANCIAL GROUP, INC. | SIEVERS FINANCIAL CONSULTANTS | SIEVERS FINANCIAL ADVISORS | MARK SCOTT SIEVERS
Contact Information
Main Address
2801 Waterman Blvd., Suite 250, Fairfield, CA 94534Phone Number
(707) 428-5500# of Employees
8SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
434AUM (Assets Under Management)
$626,099,465Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
EPSILON FINANCIAL GROUP, INC. | SIEVERS FINANCIAL CONSULTANTS | SIEVERS FINANCIAL ADVISORS | MARK SCOTT SIEVERS
State Registrations and Notice Filings
(11/21/2002)
(12/21/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Dennis Pete Park's CRS (Customer Relationship Summary).
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